Bakkt Disclosures

Bakkt Clearing, LLC Regulatory Information

Historical Data

Bakkt Clearing, LLC has not held customer funds since Friday, February 1, 2019, when it was operating as Rosenthal Collins Group, LLC. Therefore, beginning on Monday, February 4, 2019, there is no historical segregated or secured funds data for Bakkt Clearing, LLC.

Download Previous Years Financial Statement

Notices

The NFA provides certain FCM financial data available on their website

The CFTC also provides certain FCM financial data available on their website

Bakkt Marketplace, LLC Regulatory Information

NMLS ID #1890144